Meet Regency’s Client Service Teams

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The year 2020 was filled with more curveballs and complications than we could count. But here at Regency Investment Advisors, we did not let those challenges deter us from providing the highest-quality service. Our clients are the heart of Regency’s practice and purpose, so we want to make sure to connect you with the members of our team who are ready to meet your needs. To that end, we’d like to highlight some of our associates who work hard to give you the best possible experience at Regency Investment Advisors.

Client Corner:

It’s that time of the year again to collect all of your documents and paperwork for tax season! Charles Schwab & Co. issued 1099-R reports by January 31st and issued all 1099 Composite reports for taxable accounts by February 17th. Schwab will deliver via mail or make available through their online portal if you chose electronic delivery. If any information is revised, Schwab will issue the corrected 1099s. If you have any questions, please do not hesitate to call us at (559) 438-2640

Sarah Nadiri was born in Fresno and comes to Regency with financial services experience from New York City and San Francisco. She relocated to Fresno two years ago to work with Regency. Sarah works closely with Dan Ray and Allison Smith. Sarah’s role at Regency focuses on case analysis as it relates to financial planning and investment management. Sarah also spends time helping clients with their investment or account servicing questions and requests.

Meet Regency’s Client Service Teams continued

Sarah Nadiri was born in Fresno and comes to Regency with financial services experience from New York City and San Francisco. She relocated to Fresno two years ago to work with Regency. Sarah works closely with Dan Ray and Allison Smith. Sarah’s role at Regency focuses on case analysis as it relates to financial planning and investment management. Sarah also spends time helping clients with their investment or account servicing questions and requests.

Wade Wallace came to Regency in 2019 after receiving his undergraduate degree in Finance from California State University, Fresno. Wade’s focus is on creating financial planning projects, investment analysis, and presenting material to clients/prospective clients for discussion. Wade works alongside Chris Comstock and Aleeya Martin in assisting our clients with service needs.

Karen Kinzel worked closely with Regency in the late 1990s as head of HR for its sister company, Regency Bank, and we are excited to work together again. She served for many years as head of HR and 401(k) Trustee for a large local company. She works alongside Chris and Russ and focuses on various aspects of Regency’s participant directed and multi participant retirement plans.

Aleeya Martin joined Regency in 2020 working closely with Chris Comstock and Wade Wallace. She graduated from Fresno State in 2018 with her undergraduate degree in Communication and is very passionate about helping others and expanding her knowledge in any way possible. Some of her focuses here at Regency include assisting the Advisors in meeting client servicing needs, coordinating client review appointments and assisting with other projects.

Allison Smith is a Fresno native and works closely with Dan Ray and Sarah Nadiri. Allison’s role at Regency is providing support for both Dan and Sarah with a client focus in mind. Allison also provides assistance in various departments here at Regency and has a vital role in facilitating client service requests.

Market Commentary

“It was the best of times; it was the worst of times.” That familiar opening phrase from “A Tale of Two Cities,” puts 2020 into

Message From The CEO

Like most of you, I am glad to have 2020 in the rearview mirror. Our patience and resolve have been tested daily during the COVID-19