Our Approach

As steadfast financial fiduciaries, the Regency team is committed to advocating for our clients in the investment space. We are defined by our desire to offer investment approaches that reflect your ideal future, not just your immediate financial goals. At Regency, we are dedicated to educating, guiding, and supporting you on your path toward financial peace of mind.

That’s the Regency difference.

Coins falling into a white ceramic piggybank on a light blue background

How We Help Our Clients

As we manage your investments, we are constantly looking for new ways to minimize risk and add value to your portfolio.

Regency Investment advisor smilng during a meeting with colleagues
Prioritizing Our People


Regency advisors are committed to acting as stewards and financial advocates for our clients in the investment space. Regency receives no commissions. Our clients pay a reasonable, transparent fee on assets managed, eliminating any sales-driven motivations and minimizing conflict of interest for investment recommendations.

Leading with Transparency

Investment Principles

Scroll to Top


You are now leaving the Regency Investment Advisors (“Regency”) website and will be entering the Charles Schwab & Co, Inc (“Schwab”) website. Schwab is a registered broker-dealer, and is not affiliated with Regency or any advisor whose name appears on this website. Regency is independently owned and operated. Schwab neither endorses nor recommends Regency. Regardless of any referral or recommendation, Schwab does not endorse or recommend the investment strategy of any advisor. Schwab has agreements with Regency under which Schwab provides Regency with services related to your account. Schwab does not review the Regency website and makes no representation regarding the content of the website. The information contained in the Regency website should not be considered to be either a recommendation by Schwab or a solicitation of any offer to purchase or sell any securities.