Team Member Highlight: Wade Wallace

September 1, 2022
Authored by Regency Team

Making Strides in Certifications & Service

One of the many things we take pride in here at Regency is our commitment to professional growth, supporting our employees as they continue their education and helping them grow within the company. Please help us congratulate our very own Wade Wallace for passing his Certified Financial Planning (CFP®) Exam.

Wade’s Story

Wade has been with Regency for more than two years, working as Paraplanner for our Client Advisors, Chris Comstock, Russ Maltes, and Dan Ray. He will continue to serve as an Associate Advisor and is now a Certified Financial Planner™ here at Regency.

Wade is a 2019 California State University, Fresno, graduate with a degree in finance. He finds joy in focusing on financial planning projects, creating financial planning reports, gathering information, and presenting that information to clients. Raised here in the Central Valley, he enjoys all outdoor activities such as golfing, hiking, and traveling.

The Certified Financial Planning Exam is certification that reflects the current practices of financial planning. Most view this test as the gold standard in the financial planning world. (Although there are many financial advisors all over the U.S., many do not actually hold a CFP® certification.) The CFP® exam is a six-hour test that comprises 170 questions pertaining to all things financial planning, from the simplest scenarios to not-so-common, complicated financial planning tasks.

Wade has dedicated months of his time and effort to studying for this exam, and we couldn’t be any prouder to call him an Associate Advisor at Regency Investment Advisors.

Related Articles

Scroll to Top


You are now leaving the Regency Investment Advisors (“Regency”) website and will be entering the Charles Schwab & Co, Inc (“Schwab”) website. Schwab is a registered broker-dealer, and is not affiliated with Regency or any advisor whose name appears on this website. Regency is independently owned and operated. Schwab neither endorses nor recommends Regency. Regardless of any referral or recommendation, Schwab does not endorse or recommend the investment strategy of any advisor. Schwab has agreements with Regency under which Schwab provides Regency with services related to your account. Schwab does not review the Regency website and makes no representation regarding the content of the website. The information contained in the Regency website should not be considered to be either a recommendation by Schwab or a solicitation of any offer to purchase or sell any securities.